All Insights
Showing 133 - 144 of 555
Dispute resolution
Public Interest Judicial Agreement guidelines published by France's financial prosecutor
Reporting directors' or employees' misbehaviours is encouraged but does not have a guarantee of guilty plea proceeding
Banking and finance
Is Quincecare retired or restrained by the UK Supreme Court's unanimous decision?
The ruling in Philipp v Barclays found that the bank did not owe a duty to its customer in authorised
Financial Services
FCA re-emphasises its commitment to financial services culture in response to UK Treasury Committee
FCA responds to letter on non-financial misconduct and firm culture ahead of its appearance before Committee
Financial Services
PSPs and IEMLS in Italy | Now LIVE, the OAM Register for Contracting Parties and Agents
With the last amendments to anti-money laundering legislation, more specifically to article 45 of Legislative Decree 231/2007 (the AML Decree
Financial Services
European Commission introduces proposal for an open finance framework
A draft Open Finance Act's framework for financial data access builds on 'open banking' rules: what are its main elements?
Financial Services
Marketing cryptoassets in the UK? Prepare for new rules this autumn
The UK regulator has confirmed near-final rules governing how firms can promote cryptoassets from 8 October 2023
Regulatory Outlook
Fintech, digital assets, payments and consumer credit | UK Regulatory Outlook June 2023
PSR policy statement | Financial promotion rules for cryptoassets | Unbacked cryptoassets to be regulated as gambling | MiCA Regulation
Financial Services
Sexual misconduct allegations at asset management firm highlight regulatory focus on non-financial misconduct and firm culture in UK
Treasury Committee letter to FCA emphasises its ongoing concern with financial services culture
Tax
Navigating Dutch tax and financial regulatory laws on NFTs
The tax and financial regulatory landscape of non-fungible tokens is rapidly evolving, with the impact of MiCAR on the horizon
Financial Services
Dutch banking uses industry baselines to reduce client AML-CTF impact
Five risk-based baselines have been published by the Dutch Banking Association with 12 more expected
Financial Services
Fund managers in the Netherlands urged to up anti-money laundering and sanctions compliance
Dutch financial regulator sees progress in transaction monitoring and sanction compliance and training but wants more
Regulatory Outlook
Fintech, digital assets, payments and consumer credit | UK Regulatory Outlook May 2023
FCA speech on regulation of digital assets in UK | Recommendations for next phase of open banking in the UK
